SEC Form 4 · accession 0001094718-15-000001
KRATOS DEFENSE & SECURITY SOLUTIONS, INC. · KTOS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Deanna H Lund
Officer — EVP & CFO
Period of report
Jun 5, 2015
Accepted (ET)
Jun 9, 2015 · 8:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069258
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Jun 5, 2015 | M | 7,500 | $0.00 | A | 77,800 | D | |
| Common StockF2,F3 | Jun 9, 2015 | M | 7,500 | $0.00 | A | 85,300 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jun 5, 2015 | M | 7,500 | D | — | — | Common Stock | 7,500 | 67,500 | D |
| Restricted Stock UnitsF1,F2 | — | Jun 9, 2015 | M | 7,500 | D | — | — | Common Stock | 7,500 | 60,000 | D |
Explanation of responses
- F1Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.
- F2RSUs were granted and previously reported on a Form 4 filed January 5, 2015. Of these RSUs, 7,500 RSUs were released on June 5, 2015 and 7,500 RSUs were released on June 9, 2015.
- F3Includes 13,085 shares purchased through Issuer's Employee Stock Purchase Plan and 11,715 shares held in the Issuer's 401(k) Plan.