SEC Form 4 · accession 0001082440-18-000002
KRATOS DEFENSE & SECURITY SOLUTIONS, INC. · KTOS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric M Demarco
Officer — President & CEO · Director
Period of report
May 25, 2018
Accepted (ET)
May 30, 2018 · 8:46 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069258
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F3,F2 | May 25, 2018 | P | 2,257 | $11.074 | A | 466,379 | D | |
| Common StockF1,F4 | May 25, 2018 | P | 2,257 | $11.074 | A | 8,936 | I | by spouse |
| Common Stock | holding | — | — | — | 80,000 | I | by trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Open market purchase of Issuer's common stock made in accordance with Issuer's trading policies.
- F2Includes 32,080 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 15,711 shares held in Issuer's 401(k) Plan.
- F3The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.072 to $11.12 inclusive. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4.
- F4The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.072 to $11.11 inclusive. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4.