SEC Form 4 · accession 0001080997-17-000002
KRATOS DEFENSE & SECURITY SOLUTIONS, INC. · KTOS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas E Mills IV
Officer — President, MS Division
Period of report
Jan 17, 2017
Accepted (ET)
Jan 19, 2017 · 8:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069258
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 17, 2017 | F | 1,786 | $7.40 | D | 71,397 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested January 3, 2017 from a restricted stock unit grant originally reported in Table I on Form 3 filed August 12, 2013 and released January 17, 2017.
- F2Includes 10,190 shares purchased through Issuer's Employee Stock Purchase Plan and 7,844 shares held in Issuer's 401(k) Plan.