SEC Form 4 · accession 0001127602-19-008716
LENNOX INTERNATIONAL INC · LII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Terry L Johnston
Officer — EVP, President/COO Commercial
Period of report
Feb 25, 2019
Accepted (ET)
Feb 27, 2019 · 4:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069202
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Feb 25, 2019 | M | 5,469 | $0.00 | A | 27,131 | D | |
| Common Stock, Par Value $0.01 Per Share | Feb 25, 2019 | M | 5,382 | $0.00 | A | 32,513 | D | |
| Common Stock, Par Value $0.01 Per Share | Feb 25, 2019 | F | 2,152 | $0.00 | D | 30,361 | D | |
| Common Stock, Par Value $0.01 Per Share | Feb 25, 2019 | F | 1,527 | $0.00 | D | 28,834 | D | |
| Common Stock, Par Value $0.01 Per Share | Feb 26, 2019 | S | 3,855 | $245.53 | D | 24,979 | D | |
| Common Stock, Par Value $0.01 Per Share | Feb 26, 2019 | S | 3,317 | $245.53 | D | 21,662 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Appreciation RightF3 | $51.11 | Feb 25, 2019 | M | 6,872 | D | Dec 6, 2013 | Dec 6, 2019 | Common Stock, Par Value $0.01 Per Share | 6,872 | 0 | D |
| Non-qualified Stock Appreciation RightF4 | $81.105 | Feb 25, 2019 | M | 7,958 | D | Dec 12, 2014 | Dec 12, 2020 | Common Stock, Par Value $0.01 Per Share | 7,958 | 0 | D |
Explanation of responses
- F1This sale was effected pursuant to a Rule 10b5-1 trading plan.
- F2This exercise was effected pursuant to a Rule 10b5-1 trading plan.
- F3One third of the Stock Appreciation Rights became exercisable on 12/6/2013 and each year thereafter. The entire grant became fully exercisable on 12/6/2015.
- F4One third of the Stock Appreciation Rights became exercisable on 12/12/2014 and each year thereafter. The entire grant became fully exercisable on 12/12/2016.
Remarks
Attorney-in-fact pursuant to power of attorney dated December 6, 2017.