SEC Form 4 · accession 0001127602-18-031392
LENNOX INTERNATIONAL INC · LII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Todd M Bluedorn
Officer — Chairman and CEO · Director
Period of report
Oct 29, 2018
Accepted (ET)
Oct 31, 2018 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069202
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Oct 29, 2018 | M | 13,447 | $0.00 | A | 138,767 | D | |
| Common Stock, Par Value $0.01 Per Share | Oct 29, 2018 | F | 5,291 | $0.00 | D | 133,476 | D | |
| Common Stock, Par Value $0.01 Per ShareF2 | Oct 30, 2018 | S | 100 | $200.585 | D | 133,376 | D | |
| Common Stock, Par Value $0.01 Per ShareF3 | Oct 30, 2018 | S | 500 | $202.768 | D | 132,876 | D | |
| Common Stock, Par Value $0.01 Per ShareF4 | Oct 30, 2018 | S | 600 | $204.625 | D | 132,276 | D | |
| Common Stock, Par Value $0.01 Per ShareF5 | Oct 30, 2018 | S | 900 | $205.393 | D | 131,376 | D | |
| Common Stock, Par Value $0.01 Per ShareF6 | Oct 30, 2018 | S | 1,043 | $206.63 | D | 130,333 | D | |
| Common Stock, Par Value $0.01 Per ShareF7 | Oct 30, 2018 | S | 2,302 | $207.836 | D | 128,031 | D | |
| Common Stock, Par Value $0.01 Per ShareF8 | Oct 30, 2018 | S | 1,871 | $208.816 | D | 126,160 | D | |
| Common Stock, Par Value $0.01 Per ShareF9 | Oct 30, 2018 | S | 840 | $209.454 | D | 125,320 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Appreciation RightF11 | $81.14 | Oct 29, 2018 | M | 22,546 | D | Dec 13, 2014 | Dec 13, 2020 | Common Stock, Par Value $0.01 Per Share | 22,546 | 0 | D |
Explanation of responses
- F1This sale was effected pursuant to a Rule 10b5-1 plan.
- F10This exercise was effected pursuant to a Rule 10b5-1 trading plan.
- F11One third of the Stock Appreciation Rights became exercisable on 12/13/14 and each year thereafter. The entire grant became fully exercisable on 12/13/16.
- F2Reflects a weighted average sale price of $200.585 at prices ranging from $200.45 to $200.72 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F3Reflects a weighted average sale price of $202.768 at pricing ranging from $202.48 to $203.17 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F4Reflects a weighted average sale price of $204.625 at prices ranging from $203.99 to $204.97 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F5Reflects a weighted average sale price of $205.393 at prices ranging from $205.05 to $205.99 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F6Reflects a weighted average sale price of $206.63 at prices ranging from $$206.17 to $207.07 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F7Reflects a weighted average sale price of $207.836 at prices ranging from $207.30 to $208.26 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F8Reflects a weighted average sale price of $208.816 at prices ranging from $208.31 to $209.28 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F9Reflects a weighted average sale price of $209.454 at prices ranging from $209.32 to $209.79 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Remarks
Attorney-in-fact pursuant to power of attorney dated December 6, 2017.