SEC Form 4 · accession 0001127602-18-011716
LENNOX INTERNATIONAL INC · LII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Terry L Johnston
Officer — EVP, President/COO Commercial
Period of report
Mar 13, 2018
Accepted (ET)
Mar 15, 2018 · 5:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069202
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Mar 13, 2018 | M | 6,201 | $34.06 | A | 25,893 | D | |
| Common Stock, Par Value $0.01 Per Share | Mar 13, 2018 | F | 2,550 | $212.30 | D | 19,692 | D | |
| Common Stock, Par Value $0.01 Per ShareF1 | Mar 14, 2018 | S | 1,400 | $210.668 | D | 24,493 | D | |
| Common Stock, Par Value $0.01 Per ShareF2 | Mar 14, 2018 | S | 1,900 | $211.481 | D | 22,593 | D | |
| Common Stock, Par Value $0.01 Per ShareF3 | Mar 14, 2018 | S | 300 | $212.302 | D | 22,293 | D | |
| Common Stock, Par Value $0.01 Per Share | Mar 14, 2018 | S | 51 | $213.61 | D | 22,242 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Appreciation Right | $34.06 | Mar 13, 2018 | M | 6,201 | D | Dec 8, 2012 | Dec 8, 2018 | Common Stock, Par Value $0.01 Per Share | 6,201 | 0 | D |
Explanation of responses
- F1Reflects a weighted average sale price of $210.668 at prices ranging from $210.04 to $211.03 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F2Reflects a weighted average sale price of $211.481 at prices ranging from $211.05 to $211.91 per share. The Reporting Person will provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F3Reflects a weighted average sale price of $212.302 at prices ranging from $212.18 to $212.41 per share. The Reporting Person will provide upon request by the staff of the Securities and Exchange Commission the Issuer, or a security holder of the Issuer,full information regarding the number of shares sold at each separate price.
- F4This exercise and sale was effected pursuant to a Rule 10b5-1 trading plan.
Remarks
Attorney-in-fact pursuant to power of attorney dated December 6, 2017.