SEC Form 4 · accession 0001127602-18-005608
LENNOX INTERNATIONAL INC · LII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John D Torres
Officer — EVP, Chief Legal Officer
Period of report
Feb 9, 2018
Accepted (ET)
Feb 13, 2018 · 6:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069202
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per ShareF1 | Feb 9, 2018 | S | 4,406 | $196.013 | D | 6,254 | D | |
| Common Stock, Par Value $0.01 Per Share | Feb 9, 2018 | M | 3,262 | $92.64 | A | 9,516 | D | |
| Common Stock, Par Value $0.01 Per Share | Feb 9, 2018 | M | 2,653 | $131.94 | A | 12,169 | D | |
| Common Stock, Par Value $0.01 Per Share | Feb 9, 2018 | M | 2,892 | $156.94 | A | 15,061 | D | |
| Common Stock, Par Value $0.01 Per Share | Feb 9, 2018 | F | 1,964 | $197.66 | D | 13,097 | D | |
| Common Stock, Par Value $0.01 Per Share | Feb 9, 2018 | F | 1,988 | $197.405 | D | 11,109 | D | |
| Common Stock, Par Value $0.01 Per Share | Feb 9, 2018 | F | 2,444 | $197.405 | D | 8,665 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Appreciation RightF2 | $92.64 | Feb 9, 2018 | M | 3,262 | D | Dec 12, 2015 | Dec 12, 2021 | Common Stock, Par Value $0.01 Per Share | 3,262 | 0 | D |
| Non-qualified Stock Appreciation RightF3 | $131.94 | Feb 9, 2018 | M | 2,653 | D | Dec 11, 2016 | Dec 11, 2022 | Common Stock, Par Value $0.01 Per Share | 2,653 | 2,653 | D |
| Non-qualified Stock Appreciation RightF4 | $156.94 | Feb 9, 2018 | M | 2,892 | D | Dec 9, 2017 | Dec 9, 2023 | Common Stock, Par Value $0.01 Per Share | 2,892 | 5,785 | D |
Explanation of responses
- F1Reflects a weighted average sale price of $196.013 at prices ranging from $195.52 to $196.35 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F2One third of the Stock Appreciation Right became exercisable on 12/12/2015 and each year thereafter. The entire grant became fully exercisable on 12/12/2017.
- F3One third of the Stock Appreciation Rights became exercisable on 12/11/2016 and each year thereafter. The entire grant will become fully exercisable on 12/8/2018.
- F4One third of the Stock Appreciation Rights became exercisable on 12/09/2017 and each year thereafter. The entire grant will become fully exercisable on 12/09/2019.
Remarks
Attorney-in-fact pursuant to power of attorney dated December 6, 2017.