SEC Form 4 · accession 0001127602-17-035206
LENNOX INTERNATIONAL INC · LII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chris Kosel
Officer — VP-Corp Controller and CAO
Period of report
Dec 15, 2017
Accepted (ET)
Dec 19, 2017 · 6:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069202
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Dec 15, 2017 | S | 435 | $203.03 | D | 810 | D | |
| Common Stock, Par Value $0.01 Per Share | Dec 15, 2017 | M | 809 | $92.64 | A | 1,619 | D | |
| Common Stock, Par Value $0.01 Per Share | Dec 15, 2017 | F | 490 | $203.03 | D | 1,129 | D | |
| Common Stock, Par Value $0.01 Per Share | Dec 18, 2017 | S | 319 | $206.20 | D | 810 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Appreciation RightF3 | $92.64 | Dec 15, 2017 | M | 809 | D | Dec 12, 2015 | Dec 12, 2021 | Common Stock, Par Value $0.01 Per Share | 809 | 0 | D |
Explanation of responses
- F1This sale was effected pursuant to a Rule 10b5-1 trading plan.
- F2This exercise was effected pursuant to a Rule 10b5-1 trading plan.
- F3One third of the Stock Appreciation Rights will become exercisable on 12/8/2018 and each year thereafter. The entire grant will become fully exercisable on 12/8/2020.
Remarks
Attorney-in-fact pursuant to power of attorney dated December 6, 2017.