SEC Form 4 · accession 0001127602-17-005004
LENNOX INTERNATIONAL INC · LII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roy A Rumbough
Other
Period of report
Feb 9, 2017
Accepted (ET)
Feb 10, 2017 · 4:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069202
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Feb 9, 2017 | S | 706 | $163.2912 | D | 1,399 | D | |
| Common Stock, Par Value $0.01 Per Share | Feb 9, 2017 | M | 323 | $0.00 | A | 1,722 | D | |
| Common Stock, Par Value $0.01 Per Share | Feb 9, 2017 | M | 275 | $0.00 | A | 1,997 | D | |
| Common Stock, Par Value $0.01 Per Share | Feb 9, 2017 | M | 108 | $0.00 | A | 2,105 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Appreciation RightF1 | $81.105 | Feb 9, 2017 | M | 955 | D | Dec 12, 2014 | Dec 12, 2020 | Common Stock, Par Value $0.01 Per Share | 955 | 0 | D |
| Non-qualified Stock Appreciation RightF2 | $92.64 | Feb 9, 2017 | M | 881 | D | Dec 12, 2015 | Dec 12, 2021 | Common Stock, Par Value $0.01 Per Share | 881 | 881 | D |
| Non-qualified Stock Appreciation RightF3 | $131.94 | Feb 9, 2017 | M | 769 | D | Dec 11, 2016 | Dec 11, 2022 | Common Stock, Par Value $0.01 Per Share | 769 | 1,539 | D |
Explanation of responses
- F1One third of the Stock Appreciation Rights became exercisable on 12/12/2014 and each year thereafter. The entire grant became fully exercisable on 12/12/2016.
- F2One third of the Stock Appreciation Rights became exercisable on 12/12/2015 and each year thereafter. The entire grant will become fully exercisable on 12/12/2017.
- F3One third of the Stock Appreciation Rights will become exercisable on 12/11/2016 and each year thereafter. The entire grant will become fully exercisable on 12/11/2018.
Remarks
Attorney-in-fact pursuant to Power of Attorney dated December 7, 2012.