SEC Form 4 · accession 0001127602-17-005001
LENNOX INTERNATIONAL INC · LII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John D Torres
Officer — EVP, Chief Legal Officer
Period of report
Feb 9, 2017
Accepted (ET)
Feb 10, 2017 · 3:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069202
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per ShareF1 | Feb 9, 2017 | S | 5,934 | $163.832 | D | 6,963 | D | |
| Common Stock, Par Value $0.01 Per ShareF2 | Feb 9, 2017 | S | 300 | $164.282 | D | 6,663 | D | |
| Common Stock, Par Value $0.01 Per Share | Feb 9, 2017 | M | 1,285 | $0.00 | A | 7,948 | D | |
| Common Stock, Par Value $0.01 Per Share | Feb 9, 2017 | M | 2,069 | $0.00 | A | 10,017 | D | |
| Common Stock, Par Value $0.01 Per Share | Feb 9, 2017 | M | 380 | $0.00 | A | 10,397 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Appreciation RightF3 | $81.105 | Feb 9, 2017 | M | 3,537 | D | Dec 12, 2014 | Dec 12, 2020 | Common Stock, Par Value $0.01 Per Share | 3,537 | 0 | D |
| Non-qualified Stock Appreciation RightF4 | $92.64 | Feb 9, 2017 | M | 6,523 | D | Dec 12, 2015 | Dec 12, 2021 | Common Stock, Par Value $0.01 Per Share | 6,523 | 3,262 | D |
| Non-qualified Stock Appreciation RightF5 | $131.94 | Feb 9, 2017 | M | 2,653 | D | Dec 11, 2016 | Dec 11, 2022 | Common Stock, Par Value $0.01 Per Share | 2,653 | 5,306 | D |
Explanation of responses
- F1Reflects a weighted average sale price of $163.832 at prices ranging from $163.22 to $164.21 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F2Reflects a weighted average sale price of $164.282 at prices ranging from $164.23 to $164.36 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F3One third of the Stock Appreciation Rights became exercisable on 12/12/2014 and each year thereafter. The entire grant became fully exercisable on 12/12/2016.
- F4One third of the Stock Appreciation Rights will become exercisable on 12/12/2015 and each year thereafter. The entire grant will become fully exercisable on 12/12/2017.
- F5One third of the Stock Appreciation Rights will become exercisable on 12/11/2016 and each year thereafter. The entire grant will become fully exercisable on 12/11/2018.
Remarks
Attorney-in-fact pursuant to Power of Attorney dated December 7, 2012.