SEC Form 4 · accession 0001127602-16-069752
LENNOX INTERNATIONAL INC · LII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David W Moon
Officer — EVP, President & COO of WWR
Period of report
Dec 9, 2016
Accepted (ET)
Dec 12, 2016 · 5:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069202
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Dec 9, 2016 | A | 2,218 | $0.00 | A | 107,586 | D | |
| Common Stock, Par Value $0.01 Per Share | Dec 9, 2016 | M | 15,027 | $36.935 | A | 122,613 | D | |
| Common Stock, Par Value $0.01 Per Share | Dec 9, 2016 | D | 8,352 | $157.36 | D | 114,261 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Appreciation RightF1 | $157.36 | Dec 9, 2016 | A | 9,544 | A | Dec 9, 2017 | Dec 9, 2023 | Common Stock, Par Value $0.01 Per Share | 9,544 | 9,544 | D |
| Non-qualified Stock Appreciation RightF2 | $36.935 | Dec 9, 2016 | M | 15,027 | D | Dec 10, 2010 | Dec 10, 2016 | Common Stock, Par Value $0.01 Per Share | 15,027 | 0 | D |
Explanation of responses
- F1One third of the Stock Appreciation Rights will become exercisable on 12/9/17 and each year thereafter. The entire grant will become fully exercisable on 12/9/19.
- F2One third of the Stock Appreciation Rights became exercisable on 12/10/2010 and each year thereafter. The entire grant became fully exercisable on 12/10/2012.
Remarks
Attorney-in-fact pursuant to Power of Attorney dated December 7, 2012.