SEC Form 4 · accession 0001127602-16-053233
LENNOX INTERNATIONAL INC · LII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Todd M Bluedorn
Officer — Chairman and CEO · Director
Period of report
May 23, 2016
Accepted (ET)
May 24, 2016 · 4:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069202
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | May 23, 2016 | M | 10,215 | $0.00 | A | 221,558 | D | |
| Common Stock, Par Value $0.01 Per Share | May 23, 2016 | M | 17,969 | $0.00 | A | 239,527 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Appreciation RightF2 | $46.78 | May 23, 2016 | M | 27,106 | D | Dec 9, 2011 | Dec 9, 2017 | Common Stock, Par Value $0.01 Per Share | 27,106 | 27,106 | D |
| Non-qualified Stock Appreciation RightF3 | $34.06 | May 23, 2016 | M | 41,573 | D | Dec 8, 2012 | Dec 8, 2018 | Common Stock, Par Value $0.01 Per Share | 41,573 | 41,573 | D |
Explanation of responses
- F1This sale was effected pursuant to a Rule 10b5-1 trading plan.
- F2One third of the Stock Appreciation Rights became exercisable on 12/9/11 and each year thereafter. The entire grant became fully exercisable on 12/9/13.
- F3One third of the Stock Appreciation Rights became exercisable on 12/8/12 and each year thereafter. The entire grant became fully exercisable on 12/8/14.
Remarks
Attorney-in-fact pursuant to power of attorney dated December 7, 2012.