SEC Form 4 · accession 0001127602-16-050297
LENNOX INTERNATIONAL INC · LII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel M Sessa
Officer — EVP, Chief HR Officer
Period of report
Apr 28, 2016
Accepted (ET)
Apr 29, 2016 · 4:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069202
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Apr 28, 2016 | S | 4,016 | $136.5615 | D | 40,920 | D | |
| Common Stock, Par Value $0.01 Per Share | Apr 28, 2016 | M | 779 | $0.00 | A | 41,699 | D | |
| Common Stock, Par Value $0.01 Per Share | Apr 28, 2016 | M | 3,237 | $0.00 | A | 44,936 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Appreciation RightF1 | $46.78 | Apr 28, 2016 | M | 2,042 | D | Dec 9, 2011 | Dec 9, 2017 | Common Stock, Par Value $0.01 Per Share | 2,042 | 0 | D |
| Non-qualified Stock Appreciation RightF2 | $34.06 | Apr 28, 2016 | M | 7,428 | D | Dec 8, 2012 | Dec 8, 2018 | Common Stock, Par Value $0.01 Per Share | 7,428 | 0 | D |
Explanation of responses
- F1One third of the Stock Appreciation Rights became exercisable on 12/9/11 and each year thereafter. The entire grant became fully exercisable on 12/9/13.
- F2One third of the Stock Appreciation Rights became exercisable on 12/8/12 and each year thereafter. The entire grant became fully exercisable on 12/8/14.