SEC Form 4 · accession 0001127602-16-046929
LENNOX INTERNATIONAL INC · LII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roy A Rumbough
Other
Period of report
Mar 17, 2016
Accepted (ET)
Mar 18, 2016 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069202
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Mar 17, 2016 | M | 551 | $0.00 | A | 8,927 | D | |
| Common Stock, Par Value $0.01 Per Share | Mar 17, 2016 | M | 268 | $0.00 | A | 9,195 | D | |
| Common Stock, Par Value $0.01 Per ShareF2 | Mar 17, 2016 | S | 1,700 | $131.022 | D | 7,495 | D | |
| Common Stock, Par Value $0.01 Per ShareF3 | Mar 17, 2016 | S | 2,152 | $132.154 | D | 5,343 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Appreciation RightF4 | $51.11 | Mar 17, 2016 | M | 1,237 | D | Dec 6, 2013 | Dec 6, 2019 | Common Stock, Par Value $0.01 Per Share | 1,237 | 0 | D |
| Non-qualified Stock Appreciation RightF5 | $81.105 | Mar 17, 2016 | M | 955 | D | Dec 12, 2014 | Dec 12, 2020 | Common Stock, Par Value $0.01 Per Share | 955 | 955 | D |
Explanation of responses
- F1This sale was effected pursuant to a Rule 10b5-1 trading plan.
- F2Reflects a weighted average sale price of $131.022 at prices ranging from $130.60 to $131.55 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F3Reflects a weighted average sale price of $132.154 at prices ranging from $131.63 to $132.46 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F4One third of the Stock Appreciation Rights became exercisable on 12/6/13 and each year thereafter. The entire grant became fully exercisable on 12/6/15.
- F5One third of the Stock Appreciation Rights became exercisable on 12/12/14 and each year thereafter. The entire grant will become fully exercisable on 12/12/2016.
Remarks
Attorney-in-fact pursuant to power of attorney dated December 7, 2012.