SEC Form 4 · accession 0001127602-16-041399
LENNOX INTERNATIONAL INC · LII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John D Torres
Officer — EVP, Chief Legal Officer
Period of report
Feb 12, 2016
Accepted (ET)
Feb 16, 2016 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069202
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per ShareF1 | Feb 12, 2016 | S | 6,700 | $119.775 | D | 10,241 | D | |
| Common Stock, Par Value $0.01 Per ShareF2 | Feb 12, 2016 | S | 1,372 | $120.404 | D | 8,869 | D | |
| Common Stock, Par Value $0.01 Per Share | Feb 12, 2016 | M | 1,890 | $0.00 | A | 10,759 | D | |
| Common Stock, Par Value $0.01 Per Share | Feb 12, 2016 | M | 1,682 | $0.00 | A | 12,441 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Appreciation RightF3 | $51.11 | Feb 12, 2016 | M | 4,582 | D | Dec 6, 2013 | Dec 6, 2019 | Common Stock, Par Value $0.01 Per Share | 4,582 | 0 | D |
| Non-qualified Stock Appreciation RightF4 | $81.105 | Feb 12, 2016 | M | 7,073 | D | Dec 12, 2014 | Dec 12, 2020 | Common Stock, Par Value $0.01 Per Share | 7,073 | 3,537 | D |
Explanation of responses
- F1Reflects a weighted average sale price of $119.775 at prices ranging from $119.24 to $120.23 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F2Reflects a weighted average sale price of $120.404 at prices ranging from $120.31 to $120.45 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F3One third of the Stock Appreciation Rights became exercisable on 12/6/2013 and each year thereafter. The entire grant will become fully exercisable on 12/6/2015.
- F4One third of the Stock Appreciation Rights became exercisable on 12/12/2014 and each year thereafter. The entire grant will become fully exercisable on 12/12/2016.
Remarks
Attorney-in-fact pursuant to power of attorney dated December 7, 2012.