SEC Form 4 · accession 0001127602-15-034066
LENNOX INTERNATIONAL INC · LII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David W Moon
Officer — EVP, President & COO of WWR
Period of report
Dec 11, 2015
Accepted (ET)
Dec 15, 2015 · 2:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069202
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Dec 11, 2015 | M | 25,994 | $28.24 | A | 111,757 | D | |
| Common Stock, Par Value $0.01 Per Share | Dec 11, 2015 | D | 14,179 | $130.16 | D | 97,578 | D | |
| Common Stock, Par Value $0.01 Per Share | Dec 11, 2015 | A | 2,433 | $131.94 | A | 100,011 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Appreciation RightF2 | $28.24 | Dec 11, 2015 | M | 25,994 | D | Dec 11, 2009 | Dec 11, 2015 | Common Stock, Par Value $0.01 Per Share | 25,994 | 0 | D |
| Non-qualified Stock Appreciation RightF3 | $131.94 | Dec 11, 2015 | A | 8,754 | A | Dec 11, 2016 | Dec 11, 2022 | Common Stock, Par Value $0.01 Per Share | 8,754 | 8,754 | D |
Explanation of responses
- F1Pursuant to the terms of the grant, the SARs were automatically exercised because they were about to expire.
- F2One third of the Stock Appreciation Rights became exercisable on 12/11/09 and each year thereafter. The entire grant became fully exercisable on 12/11/11.
- F3One third of the Stock Appreciation Rights will become exercisable on 12/11/16 and each year thereafter. The entire grant will become fully exercisable on 12/11/18.
Remarks
Attorney-in-fact pursuant to Power of Attorney dated December 7, 2012.