SEC Form 4 · accession 0001127602-15-028423
LENNOX INTERNATIONAL INC · LII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard L Thompson
Director
Period of report
Oct 1, 2015
Accepted (ET)
Oct 2, 2015 · 5:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069202
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Forward sale contract (obligation to sell) | $113.3242 | Oct 1, 2015 | J | 45,000 | A | Oct 3, 2016 | Oct 3, 2016 | Common Stock, Par Value $0.01 Per Share | 45,000 | 45,000 | I |
| Forward sale contract (obligation to sell) | $113.3242 | Oct 1, 2015 | J | 45,000 | A | Jan 17, 2017 | Jan 17, 2017 | Common Stock, Par Value $0.01 Per Share | 45,000 | 45,000 | I |
Explanation of responses
- F1On October 1, 2015, the reporting person's family trust entered into a prepaid variable forward sale contract with an unaffiliated third party buyer. The contract obligates the reporting person's family trust to deliver to the buyer up to 90,000 shares of Lennox International Inc. common stock (or, at the reporting person's family trust election, an equivalent amount of cash based on the market price of Lennox International common stock at that time) on the maturity date of the contract.
Remarks
Attorney-in-fact pursuant to power of attorney dated December 3, 2012.