SEC Form 4 · accession 0001127602-15-018805
LENNOX INTERNATIONAL INC · LII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas L Young
Officer — EVP, President & COO RHC
Period of report
May 26, 2015
Accepted (ET)
May 28, 2015 · 3:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069202
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | May 26, 2015 | M | 982 | $0.00 | A | 61,498 | D | |
| Common Stock, Par Value $0.01 Per Share | May 26, 2015 | M | 1,048 | $0.00 | A | 62,546 | D | |
| Common Stock, Par Value $0.01 Per Share | May 26, 2015 | M | 1,048 | $0.00 | A | 63,594 | D | |
| Common Stock, Par Value $0.01 Per Share | May 26, 2015 | M | 1,296 | $0.00 | A | 64,890 | D | |
| Common Stock, Par Value $0.01 Per Share | May 26, 2015 | M | 1,296 | $0.00 | A | 66,186 | D | |
| Common Stock, Par Value $0.01 Per Share | May 27, 2015 | S | 982 | $113.86 | D | 65,204 | D | |
| Common Stock, Par Value $0.01 Per Share | May 27, 2015 | S | 1,048 | $113.86 | D | 64,156 | D | |
| Common Stock, Par Value $0.01 Per Share | May 27, 2015 | S | 1,296 | $113.86 | D | 62,860 | D | |
| Common Stock, Par Value $0.01 Per Share | May 27, 2015 | S | 1,048 | $115.00 | D | 61,812 | D | |
| Common Stock, Par Value $0.01 Per Share | May 27, 2015 | S | 1,296 | $113.86 | D | 60,516 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Appreciation RightF2 | $36.935 | May 26, 2015 | M | 2,504 | D | Dec 10, 2010 | Dec 10, 2016 | Common Stock, Par Value $0.01 Per Share | 2,504 | 0 | D |
| Non-qualified Stock Appreciation RightF3 | $46.78 | May 26, 2015 | M | 3,063 | D | Dec 9, 2011 | Dec 9, 2017 | Common Stock, Par Value $0.01 Per Share | 3,063 | 3,063 | D |
| Non-qualified Stock Appreciation RightF3 | $46.78 | May 26, 2015 | M | 3,063 | D | Dec 9, 2011 | Dec 9, 2017 | Common Stock, Par Value $0.01 Per Share | 3,063 | 0 | D |
| Non-qualified Stock Appreciation RightF4 | $34.06 | May 26, 2015 | M | 3,183 | D | Dec 8, 2012 | Dec 8, 2018 | Common Stock, Par Value $0.01 Per Share | 3,183 | 6,367 | D |
| Non-qualified Stock Appreciation RightF4 | $34.06 | May 26, 2015 | M | 3,183 | D | Dec 8, 2012 | Dec 8, 2018 | Common Stock, Par Value $0.01 Per Share | 3,183 | 3,184 | D |
Explanation of responses
- F1This exercise was effected pursuant to a Rule 10b5-1 trading plan.
- F2One third of the Stock Appreciation Rights became exercisable on 12/10/2010 and each year thereafter. The entire grant became fully exercisable on 12/10/12.
- F3One-third of the Stock Appreciation Rights became exercisable on 12/9/2011 and each year thereafter. The entire grant became fully exercisable on 12/9/2013.
- F4One third of the Stock Appreciation Rights became exercisable on 12/8/2012 and each year thereafter. The entire grant became fully exercisable on 12/8/14.
Remarks
Attorney-in-fact pursuant to Power of Attorney dated December 7, 2012,