SEC Form 4 · accession 0001127602-15-004564
LENNOX INTERNATIONAL INC · LII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roy A Rumbough
Other
Period of report
Feb 4, 2015
Accepted (ET)
Feb 5, 2015 · 4:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069202
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Feb 4, 2015 | S | 4,312 | $100.602 | D | 4,050 | D | |
| Common Stock, Par Value $0.01 Per Share | Feb 4, 2015 | M | 842 | $0.00 | A | 4,892 | D | |
| Common Stock, Par Value $0.01 Per Share | Feb 4, 2015 | M | 446 | $0.00 | A | 5,338 | D | |
| Common Stock, Par Value $0.01 Per Share | Feb 4, 2015 | M | 134 | $0.00 | A | 5,472 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Appreciation RightF2 | $34.06 | Feb 4, 2015 | M | 1,850 | D | Dec 8, 2012 | Dec 8, 2018 | Common Stock, Par Value $0.01 Per Share | 1,850 | 0 | D |
| Non-qualified Stock Appreciation RightF3 | $51.11 | Feb 4, 2015 | M | 1,237 | D | Dec 6, 2013 | Dec 6, 2019 | Common Stock, Par Value $0.01 Per Share | 1,237 | 1,237 | D |
| Non-qualified Stock Appreciation RightF4 | $81.105 | Feb 4, 2015 | M | 955 | D | Dec 12, 2014 | Dec 12, 2020 | Common Stock, Par Value $0.01 Per Share | 955 | 1,910 | D |
Explanation of responses
- F1Reflects a weighted average sale price of $100.602 at prices ranging from $100.35 to $100.79 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F2One third of the Stock Appreciation Rights became exercisable on 12/8/2012 and each year thereafter. The entire grant became fully exercisable on 12/8/2014.
- F3One third of the Stock Appreciation Rights became exercisable on 12/6/2013 and each year thereafter. The entire grant will become fully exercisable on 12/6/2015.
- F4One third of the Stock Appreciation Rights became exercisable on 12/12/14 and each year thereafter. The entire grant will become fully exercisable on 12/12/2016.
Remarks
Attorney-in-fact pursuant to Power of Attorney dated December 7, 2012.