SEC Form 4 · accession 0001069183-19-000045
AXON ENTERPRISE, INC. · AXON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard H Carmona
Director
Period of report
Mar 14, 2019
Accepted (ET)
Mar 14, 2019 · 7:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069183
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 14, 2019 | M | 23,810 | $4.20 | A | 94,457 | D | |
| Common StockF1 | Mar 14, 2019 | S | 23,810 | $47.7567 | D | 70,647 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option | $4.20 | Mar 14, 2019 | M | 23,810 | D | May 31, 2012 | May 31, 2019 | Common Stock | 23,810 | 0 | D |
Explanation of responses
- F1The transaction was executed in multiple trades at prices ranging from $47.74 to $47.92. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.