SEC Form 4 · accession 0001069183-19-000038
AXON ENTERPRISE, INC. · AXON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick W Smith
Officer — Chief Executive Officer · Director
Period of report
Mar 1, 2019
Accepted (ET)
Mar 6, 2019 · 7:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069183
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Mar 1, 2019 | S | 9,021 | $53.5262 | D | 758,197 | D | |
| Common StockF3 | Mar 5, 2019 | S | 22,714 | $51.388 | D | 735,483 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of restricted stock units.
- F2The transaction was executed in multiple trades at prices ranging from $53.24 to $53.77. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3The transaction was executed in multiple trades at prices ranging from $51.19 to $51.61. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.