SEC Form 4 · accession 0001069183-19-000029
AXON ENTERPRISE, INC. · AXON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick W Smith
Officer — Chief Executive Officer · Director
Period of report
Jan 31, 2018
Accepted (ET)
Feb 28, 2019 · 8:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069183
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 31, 2018 | F | 6,217 | $26.46 | D | 719,303 | D | |
| Common Stock | Feb 15, 2019 | F | 9,343 | $55.43 | D | 709,960 | D | |
| Common Stock | Feb 26, 2019 | A | 48,359 | $60.22 | A | 758,319 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Securities disposed represent securities withheld to settle the reporting person's tax liability incident to the disbursement of a non-qualified deferred compensation account.
- F2Award represents the vesting of performance-based restricted stock units. The performance conditions were determined to have been met on the transaction date.