SEC Form 4 · accession 0001069183-18-000017
AXON ENTERPRISE, INC. · AXON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick W Smith
Officer — Chief Executive Officer · Director
Period of report
Feb 28, 2018
Accepted (ET)
Mar 1, 2018 · 3:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069183
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 28, 2018 | A | 19,317 | $34.83 | A | 773,115 | D | |
| Common Stock | Feb 28, 2018 | F | 10,431 | $34.83 | D | 762,684 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Award represents the vesting of performance-based restricted stock units. The performance conditions were determined to have been met on the transaction date.
- F2Securities disposed represent securities withheld to settle the reporting person's tax liability incident to the vesting of restricted stock units.