SEC Form 4 · accession 0001069183-18-000003
AXON ENTERPRISE, INC. · AXON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hadi Partovi
Director
Period of report
Jan 4, 2018
Accepted (ET)
Jan 8, 2018 · 9:42 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069183
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 4, 2018 | M | 22,145 | $4.15 | A | 313,587 | D | |
| Common Stock | Jan 4, 2018 | M | 22,026 | $4.54 | A | 335,613 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option | $4.15 | Jan 4, 2018 | M | 22,145 | D | Jun 21, 2010 | Jun 21, 2020 | Common Stock | 22,145 | 0 | D |
| Director Stock Option | $4.54 | Jan 4, 2018 | M | 22,026 | D | May 26, 2011 | May 26, 2021 | Common Stock | 22,026 | 0 | D |