SEC Form 4 · accession 0001069183-17-000048
AXON ENTERPRISE, INC. · AXON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard H Carmona
Director
Period of report
Mar 7, 2017
Accepted (ET)
Mar 8, 2017 · 6:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069183
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 7, 2017 | M | 19,405 | $7.73 | A | 46,797 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | $7.73 | Mar 7, 2017 | M | 19,405 | D | Mar 8, 2007 | Mar 7, 2017 | Common Stock | 19,405 | 0 | D |