SEC Form 4 · accession 0001069183-16-000195
AXON ENTERPRISE, INC. · AXON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John S Caldwell
Director
Period of report
Jun 3, 2016
Accepted (ET)
Jun 3, 2016 · 6:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069183
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 3, 2016 | M | 23,041 | $4.34 | A | 50,800 | D | |
| Common StockF1 | Jun 3, 2016 | M | 23,041 | $22.72 | D | 27,759 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | $4.34 | Jun 3, 2016 | M | 23,041 | D | May 27, 2010 | May 27, 2020 | Common Stock | 23,041 | 0 | D |
Explanation of responses
- F1Time-vested restricted stock units granted to the reporting person pursuant to the TASER International, Inc. 2013 Stock Incentive Plan. The grant is scheduled to vest in three equal annual installments beginning on May 15, 2015.