SEC Form 4 · accession 0001069183-15-000062
AXON ENTERPRISE, INC. · AXON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick W Smith
Officer — Chief Executive Officer · Director
Period of report
May 6, 2015
Accepted (ET)
May 11, 2015 · 7:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069183
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 6, 2015 | G | 10,000 | $34.41 | D | 792,332 | D | |
| Common Stock | May 8, 2015 | S | 150,000 | $31.44 | D | 642,332 | D | |
| Common Stock | May 11, 2015 | M | 100,000 | $4.75 | A | 742,332 | D | |
| Common Stock | May 11, 2015 | M | 100,000 | $33.39 | D | 642,332 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option | $4.75 | May 11, 2015 | M | 100,000 | D | Feb 19, 2014 | Dec 22, 2018 | Common Stock | 100,000 | 0 | D |