SEC Form 4 · accession 0001069183-15-000061
AXON ENTERPRISE, INC. · AXON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John S Caldwell
Director
Period of report
May 8, 2015
Accepted (ET)
May 11, 2015 · 7:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069183
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 8, 2015 | M | 23,810 | $4.20 | A | 49,102 | D | |
| Common Stock | May 8, 2015 | M | 23,810 | $31.86 | D | 25,292 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option | $4.20 | May 8, 2015 | M | 23,810 | D | May 28, 2012 | May 28, 2019 | Common Stock | 23,810 | 0 | D |