SEC Form 4 · accession 0001069183-15-000060
AXON ENTERPRISE, INC. · AXON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Marc Behrendt
Officer — Chief Financial Officer
Period of report
May 8, 2015
Accepted (ET)
May 11, 2015 · 7:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069183
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 8, 2015 | M | 9,700 | $5.64 | A | 85,692 | D | |
| Common Stock | May 8, 2015 | M | 60,000 | $4.70 | A | 145,692 | D | |
| Common Stock | May 8, 2015 | M | 69,700 | $31.71 | D | 75,992 | D | |
| Common Stock | May 8, 2015 | S | 14,926 | $31.93 | D | 61,066 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option | $5.64 | May 8, 2015 | M | 9,700 | D | Jan 29, 2013 | Jan 29, 2020 | Common Stock | 9,700 | 0 | D |
| Employee Stock Option | $4.70 | May 8, 2015 | M | 60,000 | D | Jan 3, 2014 | Jan 3, 2021 | Common Stock | 60,000 | 0 | D |