SEC Form 4 · accession 0001069183-15-000040
AXON ENTERPRISE, INC. · AXON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Garnreiter
Director
Period of report
Apr 20, 2015
Accepted (ET)
Apr 21, 2015 · 7:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069183
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 20, 2015 | M | 13,188 | $4.34 | A | 34,480 | D | |
| Common Stock | Apr 20, 2015 | M | 22,026 | $4.54 | A | 56,506 | D | |
| Common Stock | Apr 20, 2015 | M | 35,214 | $30.00 | D | 21,292 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock OptionF1 | $4.34 | Apr 20, 2015 | M | 13,188 | D | May 27, 2013 | May 27, 2020 | Common Stock | 13,188 | 0 | D |
| Director Stock OptionF1 | $4.54 | Apr 20, 2015 | M | 22,026 | D | May 26, 2014 | May 26, 2021 | Common Stock | 22,026 | 0 | D |
Explanation of responses
- F1This option exercise was executed pursuant to a filed 10b5-1 plan.