SEC Form 4 · accession 0001069183-15-000032
AXON ENTERPRISE, INC. · AXON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Garnreiter
Director
Period of report
Mar 24, 2015
Accepted (ET)
Mar 25, 2015 · 5:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069183
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 24, 2015 | M | 2,147 | $7.21 | A | 23,439 | D | |
| Common Stock | Mar 24, 2015 | M | 1,853 | $4.34 | A | 25,292 | D | |
| Common Stock | Mar 24, 2015 | M | 4,000 | $25.00 | D | 21,292 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock OptionF1 | $7.21 | Mar 24, 2015 | M | 2,147 | D | May 28, 2011 | May 28, 2018 | Common Stock | 2,147 | 0 | D |
| Director Stock OptionF1 | $4.34 | Mar 24, 2015 | M | 1,853 | D | May 27, 2013 | May 27, 2020 | Common Stock | 1,853 | 21,188 | D |
Explanation of responses
- F1This option exercise was executed pursuant to a filed 10b5-1 plan.