SEC Form 4 · accession 0001069183-15-000007
AXON ENTERPRISE, INC. · AXON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Garnreiter
Director
Period of report
Feb 2, 2015
Accepted (ET)
Feb 2, 2015 · 5:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069183
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 2, 2015 | M | 277 | $10.07 | A | 21,569 | D | |
| Common Stock | Feb 2, 2015 | M | 7,723 | $7.21 | A | 29,292 | D | |
| Common Stock | Feb 2, 2015 | M | 8,000 | $26.98 | D | 21,292 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock OptionF1 | $10.07 | Feb 2, 2015 | M | 277 | D | May 25, 2010 | May 25, 2017 | Common Stock | 277 | 0 | D |
| Director Stock OptionF1 | $7.21 | Feb 2, 2015 | M | 7,723 | D | May 28, 2011 | May 28, 2018 | Common Stock | 7,723 | 6,147 | D |
Explanation of responses
- F1This option exercise was executed pursuant to a filed 10b5-1 plan.