SEC Form 4 · accession 0001069183-15-000001
AXON ENTERPRISE, INC. · AXON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Garnreiter
Director
Period of report
Jan 2, 2015
Accepted (ET)
Jan 6, 2015 · 8:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069183
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 2, 2015 | M | 4,305 | $7.77 | A | 25,597 | D | |
| Common Stock | Jan 2, 2015 | M | 4,305 | $26.70 | D | 21,292 | D | |
| Common Stock | Jan 2, 2015 | M | 3,695 | $10.07 | A | 24,987 | D | |
| Common Stock | Jan 2, 2015 | M | 3,695 | $26.70 | D | 21,292 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF1 | $7.77 | Jan 2, 2015 | M | 4,305 | D | Jun 28, 2010 | Jun 29, 2016 | Common Stock | 4,305 | 0 | D |
| Director Stock OptionF1 | $10.07 | Jan 2, 2015 | M | 3,695 | D | May 25, 2010 | May 25, 2017 | Common Stock | 3,695 | 277 | D |
Explanation of responses
- F1This option exercise was executed pursuant to a filed 10b5-1 plan.