SEC Form 5 · accession 0001069157-19-000006
EAST WEST BANCORP INC · EWBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rudolph Estrada
Director
Period of report
Dec 31, 2018
Accepted (ET)
Feb 5, 2019 · 1:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069157
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 26, 2018 | G | 20 | $0.00 | D | 16,920 | D | |
| Common Stock | Nov 26, 2018 | G | 20 | $0.00 | D | 16,920 | D | |
| Common Stock | Dec 10, 2018 | G | 20 | $0.00 | D | 16,920 | D | |
| Common Stock | Dec 10, 2018 | G | 11 | $0.00 | D | 16,920 | D | |
| Common Stock1F2 | Nov 26, 2018 | G | 20 | $0.00 | A | 20 | I | Custodial Account for Grandchild |
| Common Stock1F2 | Nov 26, 2018 | G | 20 | $0.00 | A | 31 | I | Custodial Account for Grandchild |
| Common Stock1F2 | Dec 10, 2018 | G | 20 | $0.00 | A | 20 | I | Custodial Account for Grandchild |
| Common Stock1F2 | Dec 10, 2018 | G | 11 | $0.00 | A | 31 | I | Custodial Account for Grandchild |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Bona fide gift to custodial account for which reporting person is the custodian. The reporting person disclaims any pecuniary interest in the accounts' assets or the donated shares.
- F2These shares are held in an account for the reporting person's minor grandchild and the reporting person is the custodian of the account. The reporting person disclaims ownership of the shares held in the custodial account, and this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.