SEC Form 4 · accession 0001069157-18-000062
EAST WEST BANCORP INC · EWBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dominic Ng
Officer — Chief Executive Officer · Director
Period of report
May 18, 2018
Accepted (ET)
May 21, 2018 · 5:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069157
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | May 18, 2018 | S | 5,771 | $70.7061 | D | 493,703 | D | |
| Common Stock | holding | — | — | — | 6,427 | I | 401 (k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 24, 2018.
- F2The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $70.47 to $71.09, inclusive. The reporting person undertakes to provide to East West Bancorp, Inc., any security holder of East West Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the preceding sentence.