SEC Form 4 · accession 0001069157-17-000090
EAST WEST BANCORP INC · EWBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas Paul Krause
Officer — Executive Vice President
Period of report
Dec 19, 2017
Accepted (ET)
Dec 20, 2017 · 6:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069157
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 19, 2017 | S | 5,000 | $61.2571 | D | 18,015 | D | |
| Common Stock | holding | — | — | — | 29,055 | I | 401 (k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price per share reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.2500 to $61.2950, inclusive. The reporting person undertakes to provide to East West Bancorp, Inc., any security holder of East West Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the preceding sentence.