SEC Form 4 · accession 0001069157-17-000026
EAST WEST BANCORP INC · EWBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dominic Ng
Officer — Chief Executive Officer · Director
Period of report
Mar 28, 2017
Accepted (ET)
Mar 29, 2017 · 5:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069157
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 28, 2017 | S | 26,200 | $51.00 | D | 596,157 | D | |
| Common Stock | holding | — | — | — | 6,339 | I | 401 (k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1A total of 26,200 shares were sold at a weighted average price of $51.00. The shares were sold in multiple transactions at prices ranging from $51.00 to $51.01, inclusive. The reporting person undertakes to provide to East West Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the preceding sentence.