SEC Form 4 · accession 0001069157-17-000024
EAST WEST BANCORP INC · EWBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andy Yen
Officer — Executive Vice President
Period of report
Mar 7, 2017
Accepted (ET)
Mar 9, 2017 · 7:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069157
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 7, 2017 | M | 6,784 | — | A | 42,343 | D | |
| Common Stock | Mar 7, 2017 | F | 2,398 | $54.87 | D | 39,945 | D | |
| Common Stock | holding | — | — | — | 493 | I | 401 (K) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Cliff-Vesting Restricted Stock UnitsF1 | — | Mar 7, 2017 | M | 6,784 | D | — | Mar 7, 2017 | Common Stock | 6,784 | 0 | D |
Explanation of responses
- F1Restricted Stock Units ("RSU") granted on March 7, 2014 fully vest after three years on March 7, 2017. Each RSU represents the right to receive, at settelement, one share of common stock.