SEC Form 4 · accession 0001069157-17-000022
EAST WEST BANCORP INC · EWBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Irene H Oh
Officer — Chief Financial Officer
Period of report
Mar 7, 2017
Accepted (ET)
Mar 9, 2017 · 7:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069157
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 7, 2017 | M | 10,854 | — | A | 46,821 | D | |
| Common Stock | Mar 7, 2017 | F | 3,830 | $54.87 | D | 42,991 | D | |
| Common Stock | holding | — | — | — | 2,044 | I | 401 (k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance-Based Restricted Stock UnitsF1 | — | Mar 7, 2017 | M | 10,854 | D | — | Mar 7, 2017 | Common Stock | 10,854 | 12,515 | D |
Explanation of responses
- F1Performance-Based Restricted Stock Units granted on March 7, 2014 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 7, 2017, 200% of the units granted on March 7, 2014 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.