SEC Form 4 · accession 0001069157-16-000120
EAST WEST BANCORP INC · EWBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Irene H Oh
Officer — Chief Financial Officer
Period of report
Mar 7, 2016
Accepted (ET)
Mar 9, 2016 · 8:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069157
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 7, 2016 | M | 4,901 | — | A | 35,016 | D | |
| Common StockF2 | Mar 7, 2016 | M | 4,010 | — | A | 39,026 | D | |
| Common Stock | Mar 7, 2016 | F | 3,059 | $32.07 | D | 35,967 | D | |
| Common Stock | holding | — | — | — | 2,005 | I | 401 (k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance-Based Restricted Stock UnitsF1 | — | Mar 7, 2016 | M | 4,901 | D | — | Mar 7, 2016 | Common Stock | 4,901 | 23,369 | D |
| Time-Based Restricted Stock UnitsF2 | — | Mar 7, 2016 | M | 4,010 | D | — | Mar 7, 2016 | Common Stock | 4,010 | 0 | D |
Explanation of responses
- F1Performance-Based Restricted Stock Units granted on March 7, 2013 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 7, 2016, 100% of the units granted on March 7, 2013 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.
- F2Time-Based Restricted Stock Units granted on March 7, 2013 fully vest in three years, vesting is also subject to meeting pre-established earning goals. As of March 7, 2016, 100% of the units granted on March 7, 2013 were earned and vested. On the settlement date, for each vested Time-Based Restricted Stock Unit, the reporting person received one share of Common Stock.
Remarks
Exhibit 24 - Power of Attorney