SEC Form 4 · accession 0001069157-16-000112
EAST WEST BANCORP INC · EWBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary Teo
Officer — Senior Vice President
Period of report
Mar 7, 2016
Accepted (ET)
Mar 9, 2016 · 8:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069157
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 7, 2016 | M | 660 | — | A | 2,960 | D | |
| Common Stock | Mar 7, 2016 | F | 264 | $32.07 | D | 2,696 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Ratable-Vesting Restricted Stock UnitsF1 | — | Mar 7, 2016 | M | 660 | D | — | Mar 7, 2016 | Common Stock | 660 | 0 | D |
Explanation of responses
- F1Restricted Stock Units ("RSU") granted on March 7, 2013 vested in three equal installments on March 7, 2014, March 7, 2015 and March 7, 2016. On the settlement date, for each vested RSU, the reporting person received one share of Common Stock.