SEC Form 4 · accession 0001069157-16-000108
EAST WEST BANCORP INC · EWBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Albert Sun
Officer — Executive Vice President
Period of report
Mar 1, 2016
Accepted (ET)
Mar 3, 2016 · 8:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069157
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Cliff-Vesting Restricted Stock UnitsF1 | — | Mar 1, 2016 | A | 3,205 | A | — | Mar 1, 2019 | Common Stock | 3,205 | 5,708 | D |
Explanation of responses
- F1Restricted Stock Units ("RSU") granted on March 1, 2016 fully vest after three years on March 1, 2019. Each RSU represents the right to receive, at settelement, one share of common stock.