SEC Form 4 · accession 0001069157-15-000019

EAST WEST BANCORP INC · EWBC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Financial Officer

Period of report

Mar 8, 2015

Accepted (ET)

Mar 10, 2015 · 9:42 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001069157

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Mar 8, 2015	M	4,989	$0.00	A	31,171	D
Common Stock	Mar 8, 2015	F	1,735	$40.49	D	29,436	D
Common Stock	Mar 8, 2015	M	4,082	$0.00	A	33,518	D
Common Stock	Mar 8, 2015	F	1,440	$40.49	D	32,078	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Performance-Based Restricted Stock Units^F1	—	Mar 8, 2015	M	4,989	D	—	—	Common Stock	4,989	28,270	D
Time-Based Restricted Stock Units^F2	—	Mar 8, 2015	M	4,082	D	—	—	Common Stock	4,082	4,010	D

F1Performance-Based Restricted Stock Units granted on March 8, 2012 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 8, 2015, 100% of the units granted on March 8, 2012 were settled. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.
F2Time-Based Restricted Stock Units granted on March 8, 2012 fully vest in three years. Vesting is also subject to meeting pre-established earning goals. As of March 8, 2015, 100% of the units granted on March 8, 2012 were settled. On the settlement date, for each vested Time-Based Restricted Stock Unit, the reporting person received one share of Common Stock.