SEC Form 4 · accession 0001069157-15-000009
EAST WEST BANCORP INC · EWBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dominic Ng
Officer — Chief Executive Officer · Director
Period of report
Feb 27, 2015
Accepted (ET)
Mar 3, 2015 · 9:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069157
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance-Based Restricted Stock UnitsF1 | — | Feb 27, 2015 | A | 200,250 | A | — | — | Common Stock | 200,250 | 475,537 | D |
Explanation of responses
- F1The reported number of units represent the maximum amount of the award. Actual vesting will range depending upon the achievement of pre-established performance goals during the three-year performance period. On the settlement date, for each vested Performance-Based Restricted Units, the reporting person will received one share of the Company's Common Stock. Performance-Based Restricted Stock Units vest in three years.