SEC Form 4 · accession 0001757071-19-000002
BLUCORA, INC. · BCOR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Todd C Mackay
Officer — Interim CEO HD Vest
Period of report
Dec 31, 2018
Accepted (ET)
Jan 3, 2019 · 4:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001068875
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 31, 2018 | F | 663 | $26.64 | D | 33,178 | D | |
| Common StockF1 | Jan 1, 2019 | F | 320 | $26.64 | D | 32,858 | D | |
| Common StockF2 | Jan 2, 2019 | A | 4,725 | $0.00 | A | 37,583 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units. The timing and amount of the transaction were determined by the terms of the applicable restricted stock unit award and were not within the control of the Reporting Person.
- F2Reflects a grant of restricted stock units ("RSUs") that will vest equally over a three-year period on each anniversary of the grant date.