SEC Form 4 · accession 0001699361-18-000003
BLUCORA, INC. · BCOR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert D Oros
Officer — CEO of H.D. Vest, Inc.
Period of report
May 8, 2018
Accepted (ET)
May 10, 2018 · 4:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001068875
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 8, 2018 | M | 5,445 | $15.60 | A | 51,741 | D | |
| Common Stock | May 8, 2018 | S | 6,075 | $26.20 | D | 45,666 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $15.60 | May 8, 2018 | M | 5,445 | D | — | Feb 28, 2024 | Common Stock | 5,445 | 196,478 | D |
Explanation of responses
- F1The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2018.
- F2The option vests according to the following schedule: 33.33% vested on February 28, 2018, and approximately 16.67% vests at the end of each six-month period thereafter, such that the option will be fully vested on February 28, 2020.