SEC Form 4 · accession 0001699361-17-000004
BLUCORA, INC. · BCOR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert D Oros
Officer — CEO of H.D. Vest, Inc.
Period of report
Feb 28, 2017
Accepted (ET)
Mar 2, 2017 · 5:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001068875
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 28, 2017 | A | 28,846 | $0.00 | A | 28,846 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $15.60 | Feb 28, 2017 | A | 201,923 | A | — | Feb 28, 2024 | Common Stock | 201,923 | 201,923 | D |
Explanation of responses
- F1The option vests over three years such that 33.33% of the total option shall be vested on February 28, 2018, and approximately 16.67% shall vest at the end of each six month period thereafter, such that the option will be fully vested on February 28, 2020.