SEC Form 4 · accession 0001686329-16-000011
BLUCORA, INC. · BCOR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Pamela Margaret Turay
Officer — Chief Human Resources Officer
Period of report
Oct 14, 2016
Accepted (ET)
Oct 18, 2016 · 4:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001068875
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 14, 2016 | A | 14,347 | $0.00 | A | 14,347 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $11.50 | Oct 14, 2016 | A | 103,782 | A | — | Oct 14, 2023 | Common Stock | 103,782 | 103,782 | D |
Explanation of responses
- F1The option vests over three years such that 33.33% of the total option shall be vested on October 3, 2017, and approximately 16.67% shall vest at the end of each six month period thereafter, such that the option will be fully vested on October 3, 2019.