SEC Form 4 · accession 0001664355-16-000004
BLUCORA, INC. · BCOR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger Carlton Ochs
Officer — CEO of H.D. Vest, Inc.
Period of report
Jan 1, 2016
Accepted (ET)
Feb 5, 2016 · 5:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001068875
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $9.80 | Jan 1, 2016 | A | 625,000 | A | — | Jan 1, 2023 | Common Stock | 625,000 | 625,000 | D |
Explanation of responses
- F1The option vests over three years such that 33.33% of the total option shall be vested on January 2, 2017, and approximately 16.67% shall vest at the end of each six month period thereafter, such that the option will be fully vested on January 2, 2019.