SEC Form 4 · accession 0001635468-18-000003
BLUCORA, INC. · BCOR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mary Slagle Zappone
Director
Period of report
Aug 3, 2018
Accepted (ET)
Aug 6, 2018 · 4:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001068875
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 3, 2018 | M | 10,118 | $16.01 | A | 46,442 | D | |
| Common StockF1 | Aug 3, 2018 | S | 10,118 | $35.494 | D | 36,324 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $16.01 | Aug 3, 2018 | M | 10,118 | D | — | May 28, 2022 | Common Stock | 10,118 | 0 | D |
Explanation of responses
- F1The price reported is a weighted average price. These shares sold in multiple transactions at prices ranging from $35.45 to $35.55. Upon request by the SEC staff, the issuer or any security holder of the issuer, the reporting person will provide the full information regarding the number of shares sold at each separate price.
- F2The option became fully vested and exercisable on May 28, 2016.